Regulatory Compliance Manager
- Location
- Salt Lake City, Utah, United States
- Work mode
- On-site
- Employment type
- Full-time
About the job
About the Role Fund Street Technologies is a fintech lending platform for commercial financing to small and mid-sized businesses. As our client volume and product set grow, we’re in need a seasoned Regulatory Compliance Manager to help build out and run our compliance monitoring and testing program and strengthen compliance pillars. This person will own our monitoring and testing plan, serve as the compliance reviewer for marketing and advertising, and manage compliance issues and complex, cross-functional initiatives from intake through remediation. This is a builder's role: you'll help design and mature the program. The role works closely with Legal, Risk, Operations, Marketing, and external partners. Key Responsibilities Monitoring and testing
• Build out and run the compliance monitoring and testing plan, including defining and risk-ranking the testing universe, writing test scripts, and setting review frequency.
- Build out and run the compliance monitoring and testing plan, including defining and risk-ranking the testing universe, writing test scripts, and setting review frequency.
- Execute periodic reviews, document results and exceptions, and track remediation to closure.
- Report monitoring results, gaps, and risk trends to senior leadership and relevant committees.
• Serve as the primary compliance reviewer and approver for marketing assets in various forms across numerous channels.
- Serve as the primary compliance reviewer and approver for marketing assets in various forms across numerous channels.
- Confirm that all advertising is fair, accurate, and consistent with company values, applicable lending regulations, and partner requirements.
• Manage compliance issues end-to-end, from intake and root-cause analysis through corrective action plans and validation.
- Manage compliance issues end-to-end, from intake and root-cause analysis through corrective action plans and validation.
- Lead complex, cross-functional compliance initiatives such as new product launches, regulatory change implementation, and external partner or audit-driven workstreams.
- Partner with Legal, Risk, and Operations to translate regulatory requirements into policies and practical, operating controls.
• 5+ years in regulatory compliance, monitoring and testing, or a related second-line role, within consumer or commercial lending (bank, fintech, or specialty finance).
- 5+ years in regulatory compliance, monitoring and testing, or a related second-line role, within consumer or commercial lending (bank, fintech, or specialty finance).
- Hands-on experience building or significantly enhancing a compliance monitoring and testing program, including developing test scripts.
- Working knowledge of U.S. lending and marketing regulations from the CFPB and FTC, such as UDAP/UDAAP, ECOA/Reg B, FCRA, and GLBA, and an understanding of how commercial lending differs from consumer lending.
- Experience reviewing marketing and advertising materials for compliance.
- Experience managing issues and remediation, including root-cause analysis and corrective action plans, often through ticketing tools such as Jira.
- Competitive salary
- Health insurance
- Growth and development opportunities
- Dynamic and collaborative work environment
- Company events and team-building activities
From One Park Financial's careers page (Workable), checked 28 Oct 2026.
How to apply
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- Fill in the form and upload your résumé there. Jobiwork never sees your application.
- One Park Financial will reply to you directly. No real employer asks you for money to apply.
Posted 8 Oct 2026 · checked 28 Oct 2026 · Report this job