Compliance Manager

Key Responsibilities:  Regulatory Compliance: Ensure full compliance with RBI regulations for Middle Layer NBFCs, including reporting requirements, audits, and adherence to the applicable laws.  Policy Implementation: Develop, implement, and update internal compliance (all relevant) policies and procedures to align with regulatory and company standards.  Risk Management: Identify potential compliance risks and take preventive measures to mitigate them.  Audit Coordination: Liaise with internal and external auditors to conduct periodic compliance audits and address any discrepancies or non-conformance issues.  Monitoring: Oversee the monitoring of business activities to ensure compliance with all relevant laws, regulations, and company policies.  Reporting: Prepare and submit timely reports to regulatory authorities, including filings with RBI and other regulatory bodies.  Training & Development: Conduct training sessions for employees to increase awareness of compliance protocols and regulatory updates.  Regulatory Liaison: Act as the primary point of contact for all regulatory authorities, including RBI and other regulatory bodies.  Documentation: Maintain updated records and documentation of all compliance-related activities and correspondence as per the requirement of RBI and Companies Act. Qualifications:  Bachelor's or Master's degree in Commerce, Accounts & Finance, Company Secretary, or a related field.  Minimum of 5-7 years of experience in a compliance role, preferably in an NBFC. Strong knowledge of RBI regulations for Middle layer NBFC, financial industry laws, and other relevant regulatory bodies.  Excellent communication, analytical, and problem-solving skills.  Ability to manage a team and work collaboratively with other departments.  Proven track record of working with regulatory authorities and handling audits. Industry Type: Investment and Trading in Share & Securities (NBFC) Employment Type: Full Time experience 8 working at a client of randstad india

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